CMP Plan Tester

Key responsibilities

Administrative Responsibilities

The Compliance Monitoring and Testing team is responsible for the timely and effective execution of the Compliance Monitoring Plan for the Jersey business. A key part of the role is the ability to work collaboratively with both, fellow members of the Compliance Monitoring and Testing function and the wider business to ensure this is achieved. Responsibilities can be summarised as follows:

Organise own workload to ensure that compliance monitoring reviews are undertaken in accordance with the required timeframes, as set out in the Apex CMP;
Take ownership of allocated tests within the CMP;
Liaise with the business where required and document any queries raised and ensuring that Apex employees are requested to respond to the monitoring queries in a timely manner.